Last updated: September 2025

Privacy Notice

At Heritage Wealth LLC, maintaining the trust and confidence of our clients is a top priority. This notice explains how we collect, use, and safeguard your personal information.

Information We Collect

We may obtain non-public personal information in connection with providing investment products, financial advice, or other services, including:

• Information you provide on applications, questionnaires, or forms (e.g., name, address, date of birth, Social Security number, financial goals, assets, and income).

• Information about transactions with us, our affiliates, or third parties.

• Information received from consumer reporting agencies, service providers, or other authorized parties (e.g., credit history, employment details).

How We Use Information

We use your information to:

• Open, maintain, and service your accounts.

• Process transactions and requests.

• Protect against fraud and unauthorized access.

• Comply with federal, state, and regulatory requirements.

• Keep you informed about financial services and opportunities.

Information We Disclose

We may share information with:

• Your authorized advisor or fiduciary representatives.

• Service providers acting on our behalf (e.g., custodians, clearing firms, technology providers).

• Professional advisors such as attorneys, accountants, and auditors.

• Government entities or regulators when required by law.

We do not sell client information to telemarketers or other third parties.

Security Policy

Heritage Wealth restricts access to client information to employees and partners who need it to provide services. We maintain physical, electronic, and procedural safeguards to protect confidentiality.

Closed or Inactive Accounts

If you close your accounts or become inactive, our privacy policy continues to apply.

Document Retention

We retain records according to internal schedules and dispose of them securely when retention periods expire.

Text Messages

If you opt in to receive text messages from us, we may send updates to the number provided. To opt out, reply “STOP.”

Questions or Complaints

Please direct inquiries or complaints to:
Heritage Wealth LLC
55 Shuman Blvd, Suite 910
Naperville, IL 60563
(630) 868-9127

Terms of Use

By accessing or using the Heritage Wealth LLC website (htgwealth.com), you agree to the following terms:

No Investment Advice

The content on this website is for informational purposes only and should not be construed as investment, legal, or tax advice. Past performance is not indicative of future results.

No Client Relationship

Viewing or using this site does not create an advisor–client relationship. Such a relationship is established only through a signed agreement with Heritage Wealth.

Intellectual Property

All website content, including text, graphics, logos, and images, is the property of Heritage Wealth or its licensors and may not be copied, distributed, or used without written consent.

Third-Party Links

This website may link to third-party sites. Heritage Wealth is not responsible for the content, security, or privacy practices of those sites.

Limitation of Liability

Heritage Wealth is not liable for any damages or losses resulting from the use of this website, including reliance on any content or the inability to access the site.

Changes to Terms

We reserve the right to update or modify these Terms at any time without prior notice. Your continued use of the site constitutes acceptance of such changes.